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Toxicological information

Genetic toxicity: in vitro

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Administrative data

Endpoint:
in vitro gene mutation study in bacteria
Type of information:
experimental study
Adequacy of study:
key study
Study period:
17/07/2019 to 12/08/2019
Reliability:
1 (reliable without restriction)
Rationale for reliability incl. deficiencies:
guideline study

Data source

Reference
Reference Type:
study report
Title:
Unnamed
Year:
2020
Report date:
2020

Materials and methods

Test guidelineopen allclose all
Qualifier:
according to guideline
Guideline:
other: ICH S2(R1) guideline adopted June 2012 (ICH S2(R1) Federal Register. Adopted 2012; 77:33748-33749)
Version / remarks:
June 2012
Qualifier:
according to guideline
Guideline:
OECD Guideline 471 (Bacterial Reverse Mutation Assay)
Version / remarks:
1997
Qualifier:
according to guideline
Guideline:
EU Method B.13/14 (Mutagenicity - Reverse Mutation Test Using Bacteria)
Version / remarks:
30 May 2008
Qualifier:
according to guideline
Guideline:
EPA OPPTS 870.5100 - Bacterial Reverse Mutation Test (August 1998)
Qualifier:
according to guideline
Guideline:
JAPAN: Guidelines for Screening Mutagenicity Testing Of Chemicals
GLP compliance:
yes (incl. QA statement)
Type of assay:
bacterial reverse mutation assay

Test material

Constituent 1
Chemical structure
Reference substance name:
(4E)-2,4-dimethyl-5-(4-methylphenyl)pent-4-enal
Cas Number:
1226911-73-4
Molecular formula:
C14H18O
IUPAC Name:
(4E)-2,4-dimethyl-5-(4-methylphenyl)pent-4-enal
Test material form:
liquid
Details on test material:
- Physical state: Liquid
- Storage condition of test material: approximately 4ºC, in the dark and under nitrogen
- Other: colourless liquid

Method

Target gene:
Salmonella strains: histidine locus
E. coli strain: Tryptophan locus
Species / strainopen allclose all
Species / strain / cell type:
S. typhimurium TA 1535, TA 1537, TA 98 and TA 100
Additional strain / cell type characteristics:
other: rfa- (increase permeability of bacterial cells to larger molecules); uvrB- (inactivation of the excision repair system) for all salmonella strains, and plasmid pKM101 R factor for TA98 and TA100 (to enhance chemical and UV induced mutagenesis)
Species / strain / cell type:
E. coli WP2 uvr A
Additional strain / cell type characteristics:
other: uvrA- : DNA repair deficiency which enhances its sensitivity to some mutagenic compounds
Cytokinesis block (if used):
Not applicable
Metabolic activation:
with and without
Metabolic activation system:
Type and composition of metabolic activation system:
Rat liver S9
- source of S9
: purchased from Moltox, Lot No. 4061 (Exp 1) and 4123 (Exp 2)
- method of preparation of S9 mix :
The S9-mix was prepared before use using sterilized co-factors and maintained on ice for the duration of the test.
S9: 5.0 mL; 1.65 M KCl/0.4 M MgCl2: 1.0 mL; 0.1 M Glucose-6-phosphate: 2.5 mL; 0.1 M NADP 2.0 mL; 0.2 M Sodium phosphate buffer (pH 7.4): 25.0 mL; Sterile distilled water: 14.5 mL.
A 0.5 mL aliquot of S9-mix and 2 mL of molten, trace histidine or tryptophan supplemented, top agar were overlaid onto a sterile Vogel-Bonner Minimal agar plate in order to assess the sterility of the S9-mix. This procedure was repeated, in triplicate, on the day of each experiment.
- concentration: 10% of S9 in the S9-mix
- quality controls of S9 (e.g., enzymatic activity, sterility, metabolic capability): S9 Quality Control and Production Certificates are available in the study report.
Test concentrations with justification for top dose:
Experiment 1: The maximum concentration was 5000 μg/plate (the OECD TG 471 maximum recommended dose level). Eight concentrations of the test item (1.5, 5, 15, 50, 150, 500, 1500 and 5000 μg/plate) were originally assayed in triplicate against each tester strain.

However, the test item induced excessive toxicity (resulting in an insufficient number of non-toxic dose concentrations) to all of the tester strains dosed in the absence of metabolic activation and, therefore, part of the experiment was repeated using an amended dose range of 0.015, 0.05, 0.15, 0.5, 1.5, 5, 15 and 50 μg/plate.

Experiment 2:
The dose range used for Experiment 2 was determined by the results of Experiment 1 and was as follows:
All tester strains (absence of S9-mix): 0.015, 0.05, 0.15, 0.5, 1.5, 5, 15, 50 μg/plate.
All tester strains (presence of S9 mix): 0.15, 0.5, 1.5, 5, 15, 50, 150, 500 μg/plate.
Vehicle / solvent:
- Vehicle(s)/solvent(s) used: Dimethyl Sulfoxide (DMSO)
- Justification for choice of solvent/vehicle:
The test item was immiscible in sterile distilled water at 50 mg/mL but was fully miscible in dimethyl sulphoxide at the same concentration in solubility checks performed in-house.
Controlsopen allclose all
Untreated negative controls:
yes
Negative solvent / vehicle controls:
yes
True negative controls:
no
Positive controls:
yes
Positive control substance:
4-nitroquinoline-N-oxide
9-aminoacridine
N-ethyl-N-nitro-N-nitrosoguanidine
Remarks:
without metabolic activation
Untreated negative controls:
yes
Negative solvent / vehicle controls:
yes
True negative controls:
no
Positive controls:
yes
Positive control substance:
benzo(a)pyrene
other: 2-aminoanthracene (2AA)
Remarks:
with metabolic activation
Details on test system and experimental conditions:
NUMBER OF REPLICATIONS:
- Number of cultures per concentration: triplicate
- Number of independent experiments
: 2

METHOD OF TREATMENT/ EXPOSURE:
The test item was suspected to be volatile, therefore all testing was performed using the pre-incubation method (20 minutes at 37 ± 3 °C) except for the untreated controls. For volatile substances, the pre-incubation method may increase exposure of the bacteria to the test item in comparison to the standard plate incorporation method.

TREATMENT SCHEDULE:
- Preincubation period: 20 minutes
- Exposure duration/duration of treatment:
the plates were incubated in sealed anaerobic jars or bags at 37 ± 3 °C for between 48 and 72 hours

SELECTIVE AGENT: histidine, Tryptophan deficient agar

METHODS FOR MEASUREMENT OF CYTOTOXICITY
- Method: reduction of the growth of the bacterial background lawn by microscopically assessment of the plate's thinning

METHODS FOR MEASUREMENTS OF GENOTOXICIY
: presence of revertant colonies using an automated colony counting system.
Rationale for test conditions:
In accordance with the OECD TG 471 guidelines.
Evaluation criteria:
There are several criteria for determining a positive result. Any, one, or all of the following can be used to determine the overall result of the study:
1. A dose-related increase in mutant frequency over the dose range tested (De Serres and Shelby, 1979).
2. A reproducible increase at one or more concentrations.
3. Biological relevance against in-house historical control ranges.
4. A fold increase greater than two times the concurrent solvent control for TA100, TA98 and WP2uvrA or a three-fold increase for TA1535 and TA1537 (especially if accompanied by an out-of-historical range response (Cariello and Piegorsch, 1996)).
5. Statistical analysis of data as determined by UKEMS (Mahon et al., 1989).

A test item will be considered non-mutagenic (negative) in the test system if the above criteria are not met.
Although most experiments will give clear positive or negative results, in some instances the data generated will prohibit making a definite judgment about test item activity. Results of this type will be reported as equivocal.
Statistics:
Statistical significance was confirmed by using Dunnetts Regression Analysis (* = p < 0.05) for those values that indicate statistically significant increases in the frequency of revertant colonies compared to the concurrent solvent control.

Results and discussion

Test resultsopen allclose all
Key result
Species / strain:
E. coli WP2 uvr A
Metabolic activation:
with and without
Genotoxicity:
negative
Cytotoxicity / choice of top concentrations:
cytotoxicity
Remarks:
see tables 3 to 6
Vehicle controls validity:
valid
Untreated negative controls validity:
valid
True negative controls validity:
not examined
Positive controls validity:
valid
Key result
Species / strain:
S. typhimurium, other: TA98 and TA100 rfa, uvrB, pKM101
Metabolic activation:
with and without
Genotoxicity:
negative
Cytotoxicity / choice of top concentrations:
cytotoxicity
Remarks:
see tables 3 to 6
Vehicle controls validity:
valid
Untreated negative controls validity:
valid
True negative controls validity:
not examined
Positive controls validity:
valid
Key result
Species / strain:
S. typhimurium, other: TA1535 and TA1537, rfa, uvrB
Metabolic activation:
with and without
Genotoxicity:
negative
Cytotoxicity / choice of top concentrations:
cytotoxicity
Remarks:
see tables 3 to 6
Vehicle controls validity:
valid
Untreated negative controls validity:
valid
True negative controls validity:
not examined
Positive controls validity:
valid
Additional information on results:
TEST-SPECIFIC CONFOUNDING FACTORS
- Precipitation and time of the determination: No test item precipitate was
observed on the plates at any of the doses tested in either the presence or absence of S9-mix.

STUDY RESULTS
- Concurrent vehicle negative and positive control data: Results for the negative controls (spontaneous mutation rates) were considered to be acceptable (see tables 1 and 2 below). The vehicle (dimethyl sulphoxide) control plates gave counts of revertant colonies within the normal range. All of the positive control chemicals used in the test induced marked increases in the frequency of revertant colonies, both with or without metabolic activation. Thus, the sensitivity of the assay and the efficacy of the S9-mix were validated.


Ames test:
- Signs of toxicity: in the experiment 1, the maximum dose level of the test item was selected as the OECD TG 471 recommended dose level of 5000 μg/plate. However, the test item induced excessive toxicity to all of the tester strains dosed in the absence of metabolic activation (S9-mix) and, therefore, part of the experiment was repeated using an amended dose range of 0.015 to 50 μg/plate.
The test item induced a toxic response with weakened bacterial background lawns noted to all of the tester strains dosed in the absence of metabolic activation (S9-mix) at and above 15 μg/plate. In the presence of metabolic activation (S9-mix), weakened bacterial background lawns were initially noted from 150 μg/plate (all of the Salmonella strains) and 500 μg/plate (WP2uvrA).

In the experiment 2, the test item again induced a toxic response with weakened bacterial background lawns noted in the absence of metabolic activation (S9-mix) from 15 μg/plate (all of the Salmonella strains) and 50 μg/plate (WP2uvrA). In the presence of metabolic activation (S9-mix), weakened bacterial background lawns were noted from 150 μg/plate (TA100 and TA1537) and 500 μg/plate (TA1535,TA98 and WP2uvrA).

- Mean number of revertant colonies per plate and standard deviation: There were no significant increases in the frequency of revertant colonies recorded for any of the bacterial strains, with any dose of the test item, either with or without metabolic activation (S9-mix) in both experiments.

HISTORICAL CONTROL DATA (with ranges, means and standard deviation, as well as the number of data)
- Positive historical control data: the current positive HCD dataset is presented in the full study report
- Negative (solvent/vehicle) historical control data: The combined Vehicle and untreated control HCD dataset is presented in the full study report

Any other information on results incl. tables

Table 1: Spontaneous Mutation Rates (Concurrent Negative Controls) in Experiment 1



































































Number of revertants (mean number of colonies per plate)
Base-pair substitution typeFrameshift type
TA100TA1535WP2uvrATA98TA1537
96293426 29
103          (104)23            (23)34            (35)39(34)25            (25)
112163836 21
147213844 15
120         (135)†15           (20)†36           (38)†31(35)†13           (13)†
138244030 10

Table 2: Spontaneous Mutation Rates (Concurrent Negative Controls) in Experiment 2

















































Number of revertants (mean number of colonies per plate)
Base-pair substitution typeFrameshift type
TA100TA1535WP2uvrATA98TA1537
1319 2327 15 
112          (120)14(14)28            (26)24(23)9(11)
11620 2718 9 

 


Table 3: Results of Experiment 1 - without metabolic activation (pre-incubation method)


































































































Test PeriodFrom: 01 August 2019To: 04 August 2019
S9-Mix (-)Dose Level Per PlateNumber of revertants (mean) +/- SD
Base-pair substitution strainsFrameshift strains
TA100TA1535WP2uvrATA98TA1537
Solvent Control (DMSO)130          (133)
131          4.9#
139
17             (16)
15              1.0
16
44             (33)
27              9.3
29
24           (27)
30            3.1
26
13            (14)
14             0.6
14
0.015 µg141
134          (141)
148           7.0
13
16             (15)
15              1.5
29
40             (33)
29              6.4
25
30           (28)
29            2.6
13
13            (16)
23             5.8
0.05 µg146
127          (134)
130          10.2
14
17             (16)
18              2.1
25
17             (21)
22              4.0
29
24           (25)
22            3.6
9
10            (11)
15             3.2
0.15 µg126
164          (153)
168          23.2
15
18             (16)
16              1.5
31
34             (32)
32              1.5
27
33           (30)
31            3.1
19
13            (15)
13             3.5
0.5 µg147
154          (146)
138           8.0
8
22             (13)
10              7.6
37
33             (33)
30              3.5
29
28           (28)
26            1.5
16
22            (17)
12             5.0
1.5 µg162          (148)
135          13.5
148
12             (14)
17              2.5
14
48             (41)
28             11.5
48
35           (32)
27            4.6
35
18            (14)
11             3.6
13
5 µg160          (153)
143           8.9
156
14             (15)
22              6.1
10
34             (34)
31              3.0
37
36           (32)
35            6.7
24
12            (15)
10             6.4
22
15 µg143 S
158 S        (158)
172 S         14.5
11 S
17 S           (14)
15 S            3.1
31 S
37 S            (33)
31 S             3.5
38 S
39 S          (35)
29 S           5.5
16 S
14 S          (15)
14 S           1.2
50 µg0 V
0 V            (0)
0 V           0.0
17 S
11 S           (14)
13 S            3.1
10 V
12 V           (13)
16 V            3.1
26 S
33 S          (30)
32 S           3.8
0 T
0 T            (0)
0 T            0.0

 


ENNG N-ethyl-N'-nitro-N-nitrosoguanidine
4NQO 4-Nitroquinoline-1-oxide
9AA 9-Aminoacridine
S Sparse bacterial background lawn
T Toxic, no bacterial background lawn
V Very weak bacterial background lawn
# Standard deviation


 


Table 4: Results of Experiment 1 - with metabolic activation (pre-incubation method)

























































































































Test PeriodFrom: 25 July 2019To: 28 July 2019
S9-Mix (+)Dose Level Per PlateNumber of revertants (mean) +/- SD
Base-pair substitution strainsFrameshift strains
TA100TA1535WP2uvrATA98TA1537
Solvent Control (DMSO)95            (91)
86           4.5#
91
15             (13)
9               3.8
16
40             (41)
44              2.3
40
26           (31)
30            6.1
38
21            (22)
21             1.2
23
1.5 µg92
83            (87)
85            4.7
17
16             (14)
8               4.9
46
31             (36)
30              9.0
36
40           (35)
28            6.1
24
16            (19)
16             4.6
5 µg96
98            (95)
90            4.2
29
17             (20)
13              8.3
55
37             (48)
52              9.6
32
37           (32)
27            5.0
26
21            (24)
25             2.6
15 µg90
107          (101)
106           9.5
21
24             (20)
16              4.0
56
45             (48)
42              7.4
36
29           (32)
31            3.6
25
24            (25)
25             0.6
50 µg91
103           (94)
88            7.9
16
27             (19)
14              7.0
44
42             (43)
44              1.2
33
34           (31)
25            4.9
22
32            (26)
24             5.3
150 µg0 V            (0)
0 V           0.0
0 V
18 S           (18)
23 S            4.5
14 S
41             (37)
37              3.5
34
32 S          (29)
28 S           2.6
27 S
15 S          (19)
27 S           6.9
15 S
500 µg0 T            (0)
0 T            0.0
0 T
0 T             (0)
0 T             0.0
0 T
37 S            (40)
47 S             5.8
37 S
0 V           (0)
0 V           0.0
0 V
0 V            (0)
0 V            0.0
0 V
1500 µg0 T
0 T            (0)
0 T            0.0
0 T
0 T             (0)
0 T             0.0
35 S
45 S            (37)
32 S             6.8
0 V
0 V           (0)
0 V           0.0
0 T
0 T            (0)
0 T            0.0
5000 µg0 T
0 T            (0)
0 T            0.0
0 T
0 T             (0)
0 T             0.0
56 S
57 S            (55)
52 S             2.6
0 T
0 T            (0)
0 T            0.0
0 T
0 T            (0)
0 T            0.0
Positive controls S9-Mix (+)Name Dose Level
No. of Revertants
2AA2AA2AABP2AA
1 µg2 µg10 µg5 µg2 µg
1571        (1494)
1522         93.6
1390
241           (273)
260            40.1
318
138            (148)
155             9.1
152
121         (116)
101          13.6
127
165          (172)
170            7.6
180

BP Benzo(a)pyrene
2AA 2-Aminoanthracene
S Sparse bacterial background lawn
T Toxic, no bacterial background lawn
V Very weak bacterial background lawn
# Standard deviation


 


Table 5: Results of Experiment 2 - without metabolic activation (pre-incubation method)

























































































































Test PeriodFrom: 08 August 2019To: 11 August 2019
S9-Mix (-)Dose Level Per PlateNumber of revertants (mean) +/- SD
Base-pair substitution strainsFrameshift strains
TA100TA1535WP2uvrATA98TA1537
Solvent Control (DMSO)113          (113)
122          9.5#
103
11             (11)
9               2.0
13
23             (25)
23              4.0
30
26           (25)
17            8.0
33
16            (12)
10             3.5
10
0.015 µg113
110          (110)
106           3.5
13
8              (12)
16              4.0
35
17             (29)
35             10.4
19
17           (20)
25            4.2
12
6              (9)
9              3.0
0.05 µg129
119          (121)
115           7.2
12
11             (11)
10              1.0
29
23             (31)
41              9.2
27
31           (25)
17            7.2
4
7              (7)
11             3.5
0.15 µg100
123          (112)
113          11.5
11
6               (9)
11              2.9
38
24             (31)
30              7.0
25
29           (25)
20            4.5
11
6              (9)
11             2.9
0.5 µg108
98           (103)
102           5.0
5
15              (8)
5               5.8
23
23             (24)
26              1.7
13
13           (19)
32           11.0
18
20            (16)
11             4.7
1.5 µg114          (111)
109           2.5
111
10             (10)
13              2.5
8
30             (29)
31              3.2
25
25           (27)
16           12.1
40
12            (12)
9              3.5
16
5 µg111          (111)
101           9.5
120
14             (10)
8               3.5
8
24             (20)
21              4.0
16
20           (20)
21            1.0
19
14            (12)
11             1.7
11
15 µg86 S
86 S          (85)
83 S           1.7
11 S
9 S            (11)
13 S            2.0
31
25             (27)
26              3.2
15 S
33 S          (23)
21 S           9.2
7 S
9 S            (8)
8 S            1.0
50 µg89 S
70 S          (84)
93 S          12.3
10 S
6 S             (8)
9 S             2.1
15 S
29 S            (26)
35 S            10.3
0 V
0 V           (0)
0 V           0.0
0 V
0 V            (0)
0 V            0.0
Positive controls S9-Mix (-)Name Dose Level
No. of Revertants
ENNGENNGENNG4NQO9AA
3 µg5 µg2 µg0.2 µg80 µg
376          (344)
258          75.3
398
769          (1341)
2145          716.6
1110
517            (498)
499            19.5
478
156         (181)
186          23.4
202
211          (187)
201           33.3
149

ENNG N-ethyl-N'-nitro-N-nitrosoguanidine
4NQO 4-Nitroquinoline-1-oxide
9AA 9-Aminoacridine
S Sparse bacterial background lawn
V Very weak bacterial background lawn
# Standard deviation


 


Table 6: Results of Experiment 2 - with metabolic activation (pre-incubation method)

























































































































Test PeriodFrom: 08 August 2019To: 11 August 2019
S9-Mix (+)Dose Level Per PlateNumber of revertants (mean) +/- SD
Base-pair substitution strainsFrameshift strains
TA100TA1535WP2uvrATA98TA1537
Solvent Control (DMSO)100          (104)
101          6.7#
112
14             (13)
14              2.3
10
31             (41)
48              8.7
43
26           (27)
29            1.5
27
18            (14)
11             3.6
13
0.15 µg115
106          (104)
92           11.6
6
14             (10)
11              4.0
36
46             (42)
45              5.5
30
25           (25)
21            4.5
12
10            (11)
10             1.2
0.5 µg94
112          (101)
98            9.5
14
15             (13)
11              2.1
29
40             (39)
49             10.0
27
31           (26)
19            6.1
14
7             (10)
8              3.8
1.5 µg80
102          (105)
133          26.6
18
12             (16)
17              3.2
41
47             (48)
57              8.1
21
23           (22)
21            1.2
15
12            (13)
12             1.7
5 µg108
130          (117)
113          11.5
6
8               (9)
13              3.6
47
42             (46)
48              3.2
17
28           (27)
35            9.1
17
18            (18)
19             1.0
15 µg116          (118)
119           1.5
118
9               (7)
7               2.5
4
50             (45)
39              5.6
46
33           (29)
27            3.5
27
9             (12)
14             2.6
13
50 µg98           (110)
122          12.0
111
21             (13)
11              7.6
6
32             (39)
43              5.9
41
29           (25)
19            5.1
26
17            (12)
13             5.6
6
150 µg64 S
67 S          (66)
66 S           1.5
11
9              (13)
18              4.7
34
42             (37)
35              4.4
35
34           (31)
24            6.1
6 S
7 S            (7)
9 S            1.5
500 µg0 T
0 T            (0)
0 T            0.0
11 S
6 S             (7)
5 S             3.2
40 S
32 S            (35)
33 S             4.4
0 V
0 V           (0)
0 V           0.0
0 V
0 V            (0)
0 V            0.0
Positive controls S9-Mix (+)Name Dose Level
No. of Revertants
2AA2AA2AABP2AA
1 µg2 µg10 µg5 µg2 µg
1306        (1366)
1397         52.3
1396
202           (217)
226            13.3
224
110            (110)
110             0.0
110
154         (159)
151          11.4
172
131          (147)
145           17.6
166

BP Benzo(a)pyrene
2AA 2-Aminoanthracene
S Sparse bacterial background lawn
T Toxic, no bacterial background lawn
V Very weak bacterial background lawn
# Standard deviation

Applicant's summary and conclusion

Conclusions:
Under the conditions of this study, the test item was considered to be non-mutagenic in the presence and absence of S9 activation.
Executive summary:

ST 08 C 19 was tested to evaluate its potential mutagenicity in a bacterial reverse mutation assay using S.typhimurium strains TA98, TA100, TA1535, TA1537 and E.coli strain WP2uvrA-. The study was performed according to the requirements of OECD Guideline 471, EU Method B13/14, US EPA OCSPP 870.5100 and Japanese guidelines for bacterial mutagenicity testing and under GLP conditions. 


Bacteria were exposed to the test item diluted in DMSO vehicle using the pre-incubation method in two independent experiments at up to eight dose levels, in triplicate, both with and without the addition of a rat liver homogenate metabolizing system (10% liver S9 in standard co-factors).
Due to excessive toxicity observed without metabolic activation in the experiment 1, the concentration selected for the first experiment were in the range of 0.015 to 50 µg/plate without metabolic activation and 1.5 to 5000 µg/plate with metabolic activation. The concentration range for Experiment 2 was amended following the results of Experiment 1 and was 0.015 to 50 µg/plate without metabolic activation and 0.15 to 500 μg/plate with metabolic activation. Eight test item concentrations per bacterial strain were selected in Experiment 2 in order to achieve four non toxic dose levels and to achieve the toxic limit of the test item.


The vehicle (dimethyl sulphoxide) control plates gave counts of revertant colonies within the normal range. All of the positive control chemicals used in the test induced marked increases in the frequency of revertant colonies, both with or without metabolic activation. Thus, the sensitivity of the assay and the efficacy of the S9-mix were validated. No test item precipitate was observed on the plates at any of the doses tested in either the presence or absence of S9-mix. Cytotoxicity was observed in all tester strains with and without metbaolic activation in both experiments (visible reduction in the growth of the bacterial background lawns).


There were no significant increases in the frequency of revertant colonies recorded for any of the bacterial strains, with any dose of the test item, either with or without metabolic activation (S9-mix) in both experiments.


It was concluded that, under the conditions of this assay, the test substance gave a negative, i.e. non-mutagenic response in S.typhimurium strains TA98, TA100, TA1535, TA1537 and E.coli strain WP2uvrA- in the presence and absence of S-9 mix.